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Reports of cybersecurity attacks are appearing more and more frequently in the news affecting e-commerce, retail, the financial industry, the power grid, and in the healthcare setting. With more devices connected as part of the internet of things (IoT), the risks and number of potential threats increases exponentially. The Financial Industry is faced with increasingly complex threats almost daily. These threats challenge traditional models of law enforcement, IT Management and Regulations. Education, awareness and communication will help defend against the criminal element and protect our clients and our firms. The ongoing impact to financial firms is of
critical importance to all. This session will help educate you on your role in the defense process as well as review the regulatory landscape surrounding this topic.
Key Learning Objectives
- The defense role and obligation of the financial firm as protector of client data
- Effective communication between team members of a financial firm
- Basic everyday tools to keep cyber criminals at bay
- How to use the SEC Cyber Security Sweep Exam to design your in-house cyber defense plan
- How to effectively perform due diligence on outsourced vendors
- Ways to stay educated on cyber defense
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Lisa M. Marsden
Ms. Marsden, IACCP, is the president and founder of Coulter Strategic Services. Coulter Strategic Services provides financial advisors and consulting firms with compliance and project management services. Prior to that, Ms. Marsden was the chief operating officer/chief compliance officer of Financial Trust Asset Management, Boca Raton, Florida. She has been in the financial services industry for over 25 years.
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