Return-Path: Delivered-To: edward@transocean.com Received: from vps.transocean.com by vps.transocean.com (Dovecot) with LMTP id sRLDH1n5xFkeIQAAInt2oQ for ; Fri, 22 Sep 2017 04:51:53 -0700 Return-path: Envelope-to: edward@transocean.com Delivery-date: Fri, 22 Sep 2017 04:51:53 -0700 Received: from mta.global.webinars-complinace.com ([13.111.19.208]:43643) by vps.transocean.com with esmtps (TLSv1.2:ECDHE-RSA-AES256-GCM-SHA384:256) (Exim 4.89) (envelope-from ) id 1dvMUg-0002Dl-BV for edward@transocean.com; Fri, 22 Sep 2017 04:51:53 -0700 DKIM-Signature: v=1; a=rsa-sha1; c=relaxed/relaxed; s=10dkim1; d=global.webinars-complinace.com; h=From:To:Subject:Date:List-Unsubscribe:MIME-Version:Reply-To:List-ID:Message-ID:Content-Type:Content-Transfer-Encoding; i=mails@global.webinars-complinace.com; bh=SlqLjoHMgnhvjTJTv9QmvBbB84k=; b=j5kPQRpXYcIC1cZX3vAHLvxJLdDECQOPHph//iwMrOHiIF4Tdyo2wnbiWi9x5pSZ489KIkP7tYnq NQRjvoWIxLm7if+BpIe2/LAsNHem9Uq/dajhKUTIZ7OehNaRy3SvikKpbXgYQ9bGBnZpElHQiEjW MlJ8TmAldrF0JN7QfO2qNPdquqS1e55iGLrNaNpEOPqcUMw+ZnICQTTd3blweaPCRZyMbWwI4WXY cxCWf3KAtJSP+omajgSB6458MwEWnfj042pyK/GO3n6Svx8qflqxqLDkvxHK71w/24Z9XnJVW9O2 kxOAcu8Jwpt7j57o9PXQQjXneJYcHslXAmlBow== DomainKey-Signature: a=rsa-sha1; c=nofws; q=dns; s=10dkim1; d=global.webinars-complinace.com; b=XDiFrLmHtGJPYuHr/F4WHwuJuFuXJsnKzI40DU0ZA9l7MWcNlK4vFxaevpOmTUwRhCH3hCWjvSaC I6nH4YzO2YxcJ0+NuHrBHEbJIHEep6ozpmVnsQpUUo25wR0wCAVV5PCaAfA5Pqx2yiU+DmKnrNPb b/zR7YrQOCXz9vsAdxY8nTKaoZBzLXye8e+N36twfdHXXu3Ude7up7lGNWWyIoWUflB1k/59huV5 /NJ91vQ2M9LCuEQl7I7VQRZoGG/WNucqARPZChsCLKWGf/NqBYZM3n29dTDwNS241oo66g0ulSAP WlUCV6xqgU7q6DRtHpXBqO1KyJeJ0a9n8ySXCA==; Received: by mta.global.webinars-complinace.com id hojstu163hsc for ; Fri, 22 Sep 2017 11:53:14 +0000 (envelope-from ) From: "Global Webinars" To: Subject: Recent DOL Fiduciary Rule-Fiduciary Risk Management Date: Fri, 22 Sep 2017 05:50:48 -0600 List-Unsubscribe: MIME-Version: 1.0 Reply-To: "Shane Marshal - Global Webinars" List-ID: <100002481_4535.xt.local> X-CSA-Complaints: whitelistcomplaints@eco.de x-job: 100002481_4535 Message-ID: <9af8c6c1-1e63-42d4-b55d-3ed79ae5bbe8@dfw1s10mta34.xt.local> Content-Type: text/html; charset="us-ascii" Content-Transfer-Encoding: 7bit X-Spam-Status: No, score=2.0 X-Spam-Score: 20 X-Spam-Bar: ++ X-Ham-Report: Spam detection software, running on the system "vps.transocean.com", has NOT identified this incoming email as spam. The original message has been attached to this so you can view it or label similar future email. If you have any questions, see root\@localhost for details. Content preview: Global Webinars Dear Colleague, Fiduciary risk is a unique type of risk as it will only exist where there is a fiduciary or fiduciary-like relationship. Banks, private banks, asset managers, mutual funds, custodial agents, providers of investor services, providers of corporate services and trustees are typically exposed to fiduciary risk. [...] Content analysis details: (2.0 points, 3.0 required) pts rule name description ---- ---------------------- -------------------------------------------------- 0.0 URIBL_BLOCKED ADMINISTRATOR NOTICE: The query to URIBL was blocked. See http://wiki.apache.org/spamassassin/DnsBlocklists#dnsbl-block for more information. [URIs: webinars-complinace.com] -0.0 RP_MATCHES_RCVD Envelope sender domain matches handover relay domain -0.0 SPF_PASS SPF: sender matches SPF record 0.7 MIME_HTML_ONLY BODY: Message only has text/html MIME parts 0.0 HTML_MESSAGE BODY: HTML included in message -1.9 BAYES_00 BODY: Bayes spam probability is 0 to 1% [score: 0.0000] 1.9 RAZOR2_CF_RANGE_E8_51_100 Razor2 gives engine 8 confidence level above 50% [cf: 100] -0.1 DKIM_VALID_AU Message has a valid DKIM or DK signature from author's domain 0.9 RAZOR2_CHECK Listed in Razor2 (http://razor.sf.net/) 0.5 RAZOR2_CF_RANGE_51_100 Razor2 gives confidence level above 50% [cf: 100] 0.1 DKIM_SIGNED Message has a DKIM or DK signature, not necessarily valid -0.1 DKIM_VALID Message has at least one valid DKIM or DK signature X-Spam-Flag: NO Global Webinars

Dear Colleague,

Fiduciary risk is a unique type of risk as it will only exist where there is a fiduciary or fiduciary-like relationship. Banks, private banks, asset managers, mutual funds, custodial agents, providers of investor services, providers of corporate services and trustees are typically exposed to fiduciary risk.

This presentation provides for a thorough review of fiduciary risk and addresses the presence of fiduciary risk, the potential consequences of a fiduciary risk event, the U.S. laws and regulations that govern fiduciary relationships, the causes of fiduciary risk events within specific fiduciary roles and the positioning of a corporate level management approach for overseeing and managing fiduciary relationships within the corporation.

Fiduciary Risk Management Examination of Fiduciary Roles, Responsibilities and Risks
Tuesday, Sep 26, 2017 | 01:00 PM EDT | 10:00 AM PDT | Duration: 60 Minutes
Presented By: Robert F Geary

Persons engaged in fiduciary roles, persons with management oversight responsibility for business with fiduciary activities and persons who will be subject to the New DOL fiduciary Rule when finalized will find this presentation of value.

This webinar will walk you through the process of how to do the following:
  • Understanding the nature of a fiduciary
  • Understanding the nature of fiduciary risk
  • Establishing the presence of fiduciary risk responsibilities
  • U.S. laws and regulations governing fiduciary relationships
  • Evaluating the causes of fiduciary risk events
  • Review of New DOL Fiduciary Rule
  • Corporate Management of Fiduciary Risk

Register Today

Instructor Robert F Geary , has been a banking and finance industry professional for 43 years with 34 years serving in a variety of senior Treasury, financial market, asset management and risk management roles at JP Morgan Chase & Co. For the last 6 years of his career with JP Morgan Chase, Robert had undertaken risk management oversight roles that have included Head of Market, Credit and Operational Risk Management for Chase Asset Management and being Managing Director of Fiduciary Risk Management for the Corporation.

Global Webinars is a comprehensive training & development elucidation provider, established to impart best in class trainings that help organizations globally with their objectives, the Federal Laws, Polices and Directives. Our trainings are based on streamlined information and deep research that is focused on driving change in today’s measurement-managed market trends.

We look forward to having you with us, thank you.

Regards,

Shane Marshal
Training Coordinator
shane.marshal@globalwebinars.co
Ph: +1-646-202-1749 | Toll-No: +1-888-300-9580

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