Return-Path: Delivered-To: edward@transocean.com Received: from vps.transocean.com by vps.transocean.com (Dovecot) with LMTP id OWP3JnMUoFkIbwAAInt2oQ for ; Fri, 25 Aug 2017 05:13:39 -0700 Return-path: Envelope-to: edward@transocean.com Delivery-date: Fri, 25 Aug 2017 05:13:39 -0700 Received: from mta962.chtah.net ([8.30.201.20]:42395) by vps.transocean.com with esmtps (TLSv1.2:ECDHE-RSA-AES256-GCM-SHA384:256) (Exim 4.89) (envelope-from ) id 1dlDUO-0007ND-RM for edward@transocean.com; Fri, 25 Aug 2017 05:13:39 -0700 DKIM-Signature: v=1; a=rsa-sha256; c=relaxed/relaxed; d=eproduct.regulatorywebinar.com; s=20170308061316; t=1503663166; x=1519560766; bh=SNWeDO/qmi37/HJZdjqt17cYMace1KNkEjdpL1DbHQI=; h=From:Reply-To; b=vZcY/I30BtqM4aNkQihL+aD/Vc/Jd7DLnFSZshtr+Q9xR51u6FJjxfxfUUh93bGsK MthqDWotOXcoPOe5kTBsjR2dUGdExElzXTBlnTaNxwZ1Zj1PvnkNfoAbZ2cXqPCZFc U297iqJ1vBmioIS82THSuvfW/ajT1uMv0PQDtCHQwmwIu2TsVQsvnm8SoekJMmTUCF rLVo0JwlV+PVsfMyo5q3q9+/rbyWSc8kZ48sci5Fc5eIc9trsWXz8HNPeTFtP/gK9A 0I8nzqLVYjxhFfpfQOcD3/wIm1FNRXumSTRztWpDARodiOEq0q3x5QdwrRzmTjMTGx X0sFpDv/ACZfQ== DomainKey-Signature: a=rsa-sha1; q=dns; c=nofws; s=200505; d=eproduct.regulatorywebinar.com; b=m+k8ii1vSHGVdnTTEph61774bAZ89rXxpy9kr4Dph/G8y3YpMHgHAMRnxC460raqQYmGxTcRFxpdA1l6xBaFBKyubb7GrrFNLi0v1V0uGGzHzB8tdbPqxQ01pkXirC1TsBUXaf+hZ/uX/OJNzKIaKoimi/05hqb1VdkrhwEk8h8=; h=Date:Message-ID:List-Unsubscribe:From:To:Subject:MIME-Version:Reply-To:X-Mailer:X-mid:X-aid:Content-type:Content-Transfer-Encoding; Date: Fri, 25 Aug 2017 12:12:46 -0000 Message-ID: List-Unsubscribe: From: "Standard Compliance" To: edward@transocean.com Subject: Job-Specific BSA for Deposit Operations Know More MIME-Version: 1.0 Reply-To: "info@onlinecompliancepanel.com" X-Mailer: CheetahMailer X-mid: 2105287680 X-aid: 2103788676 Content-type: text/html; charset="utf-8" Content-Transfer-Encoding: quoted-printable X-Spam-Status: No, score=-1.3 X-Spam-Score: -12 X-Spam-Bar: - X-Ham-Report: Spam detection software, running on the system "vps.transocean.com", has NOT identified this incoming email as spam. The original message has been attached to this so you can view it or label similar future email. If you have any questions, see root\@localhost for details. Content preview: onlinecompliancepanel-webinar-mailer-CHE-WARREN-MARKOWITZ-SEP07-NOR Job-Specific BSA for Deposit Operations: SAR Monitoring, 314(a) Requests & CIP LIVE WEBINAR Date: Thursday, 07 September 2017 Time: 10:00 AM PDT | 01:00 PM EDT Call 510-857-5896 38780 Tyson Lane Suite 210 Fremont, CA-94536 Get upto 10% off if you register today! Call 510-857-5896 to know more. This webinar will focus on three areas that are focal points of transaction testing sections of the BSA exam process. Real-life examples of suspicious activities detected by deposit operations staff will be included, along with practical tips for processing and protecting the confidentiality of time-sensitive 314(a) requests. This informative session is designed for BSA officers and staff, deposit operations staff, loan operations personnel, loan officers, branch personnel, risk managers, compliance officers, new account staff and auditors. The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. So get geared up for the presentation. [...] Content analysis details: (-1.3 points, 3.0 required) pts rule name description ---- ---------------------- -------------------------------------------------- 0.0 URIBL_BLOCKED ADMINISTRATOR NOTICE: The query to URIBL was blocked. See http://wiki.apache.org/spamassassin/DnsBlocklists#dnsbl-block for more information. [URIs: onlinecompliancepanel.com] -0.0 SPF_PASS SPF: sender matches SPF record -1.9 BAYES_00 BODY: Bayes spam probability is 0 to 1% [score: 0.0000] 0.7 MIME_HTML_ONLY BODY: Message only has text/html MIME parts 0.0 HTML_MESSAGE BODY: HTML included in message 0.1 DKIM_SIGNED Message has a DKIM or DK signature, not necessarily valid -0.1 DKIM_VALID_AU Message has a valid DKIM or DK signature from author's domain -0.1 DKIM_VALID Message has at least one valid DKIM or DK signature X-Spam-Flag: NO =20=20=20=20=09 onlinecompliancepanel-webinar-mailer-CHE-WARREN-MARKOWITZ-SEP07-NOR= =09 3D"" =20=20=20=20=20=20=20=20=20=20
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Job-Specific BSA for Deposit Operations: SAR Monitori= ng, 314(a) Requests & CIP
LIVE WEBIN= AR
Date: Thursday, 07 Septemb= er 2017
Time: 10:00 AM PDT &#= 124; 01:00 PM EDT
=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20
3D=
Call 510-857-5896=
38780 Tyson Lane Suite 210 Fremont, CA-94536
Get upto 10% off if you register today!=
Call 510-857-5896 to know more.
=20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20
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=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20= =20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20 =20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20
=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20 This webinar will focus on three areas that are foc= al points of transaction testing sections of the BSA exam process. Real-lif= e examples of suspicious activities detected by deposit operations staff wi= ll be included, along with practical tips for processing and protecting the= confidentiality of time-sensitive 314(a) requests. This informativ= e session is designed for BSA officers and staff, deposit operations staff,= loan operations personnel, loan officers, branch personnel, risk managers,= compliance officers, new account staff and auditors. The live webinar opti= on allows you to have one telephone connection for the audio portion and on= e Internet connection (from a single computer terminal) to view onl= ine visuals as the presentation is delivered. So get geared up for the pr= esentation.

=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20=20 Key Learning Objectives
  • When an account is opened, what does the front = line need to know regarding customer due diligence (CDD), enhanced due dili= gence (EDD), and beneficial ownership?
  • Risk assessment best practices for CDD and EDD = in 2017 - and 2018 changes
  • Tips for monitoring an effective CIP, including= case studies
  • Recent enforcement actions on failure to identi= fy, monitor, and report suspicious activity
  • Tips for deposit operations staff to avoid five= violation areas
  • Seven steps that should be included in 314(a) p= rocedures
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=3D"instructor" Warren R. Markowitz
Mr. Markowitz= is an attorney and veteran compliance officer. Mr. Markowitz has provided = hands on, direct advisory services to domestic and international financial = providers in their dealings with federal and state oversight authorities an= d self-regulatory organizations, as both a lawyer and an adviser through co= nsulting and technology advisory firms with whom he maintains relationships= .
View More
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