Return-Path: Received: from vps.transocean.com by vps.transocean.com with LMTP id 6NlqGb2X2FqwKAAAInt2oQ ; Thu, 19 Apr 2018 06:21:01 -0700 Return-path: Envelope-to: sandyn@transocean.com Delivery-date: Thu, 19 Apr 2018 06:21:01 -0700 Received: from omp.webcast.compliance4all.com ([129.145.68.202]:49429) by vps.transocean.com with esmtp (Exim 4.89_1) (envelope-from ) id 1f99Ud-0003PJ-SG for sandyn@transocean.com; Thu, 19 Apr 2018 06:21:01 -0700 DKIM-Signature: v=1; a=rsa-sha256; c=relaxed/relaxed; s=compliance4all; d=webcast.compliance4all.com; h=MIME-Version:Content-Type:Content-Transfer-Encoding:Date:To:From:Reply-To: Subject:List-Unsubscribe:Message-ID; i=info@webcast.compliance4all.com; bh=w+N5PUYgtUb1EQiqKEPcLLAs7IVp6vczdbBYUJ6hYX4=; b=S2zSJWJQXAMqqZVsauEXJ9OFYY5eMLnISKbsbtPXemfRjxeXcZ0yEhvbGMW+etyCrWvpv7LGTsV9 Pdd7ZX5wOw1WmXi6nvARHNBj/f2mXXTZHchHhWV7UIXDCjh/GsdgQJwPB2gq6LpCBEkzNo85z3WH mh8IsDCB56jeM/wn6PY= Received: by omp.webcast.compliance4all.com id hr2brg2b6106 for ; Thu, 19 Apr 2018 06:20:16 -0700 (envelope-from ) X-CSA-Complaints: whitelist-complaints@eco.de MIME-Version: 1.0 Content-Type: text/html; charset="ISO-8859-1" Content-Transfer-Encoding: quoted-printable Date: Thu, 19 Apr 2018 06:20:16 -0700 To: sandyn@transocean.com From: =?ISO-8859-1?B?QlNBIFJlZ3VsYXRvcnkgRXhhbSBQcmVwYXJhdGlvbg==?= Reply-To: =?ISO-8859-1?B?QlNBIFJlZ3VsYXRvcnkgRXhhbSBQcmVwYXJhdGlvbg==?= Subject: How Should you Prepare for a BSA Regulatory Examination Feedback-ID: 10656:141542:oraclersys List-Unsubscribe: , X-sgxh1: kHgKPgxljHgkhJLHgQJhu X-rext: 5.interact2.Es4-PWIUEYFarTy6dojdLF9h8DHfZ2LqsDt3NTsxKSUuu-fQm9FXVjillSs X-cid: netzealou001.56222 Message-ID: <0.1.3D9.BC3.1D3D7E127DF50F6.0@omp.webcast.compliance4all.com> X-Spam-Status: No, score=2.4 X-Spam-Score: 24 X-Spam-Bar: ++ X-Ham-Report: Spam detection software, running on the system "vps.transocean.com", has NOT identified this incoming email as spam. The original message has been attached to this so you can view it or label similar future email. If you have any questions, see root\@localhost for details. Content preview: View Online Live Webinar How Should You Prepare for a BSA Regulatory Examination REGISTER NOW! This webinar will discuss ways you can prepare for the regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management's responses to identified BSA issues. Date: Tuesday, May 29, 2018 Time: 10:00 AM PDT | 01:00 PM EDT Duration: 60 Minutes Instructor: Thomas Nollner Overview: The BSA examination process is intended to assess the effectiveness of a financial institution's BSA compliance program and the institution's compliance with the regulatory requirements related to the BSA. A regulatory examination should cover a review of the risk management process, an analysis of the institution's independent testing system, a detailed and thorough of the BSA compliance program, transaction testing where appropriate, a specific review of the suspicious activity identification, monitoring, and reporting systems, and a review of IT systems used in the BSA process. Read more... Who Will Benefit: Directors of the Institution Managers of the Institution Risk Managers BSA Officers Compliance Officers Audit Staff BSA Staff About Speaker: Thomas Nollner Banking AML/CFT Consultant, Various International Consultant Firms Thomas Nollner, has more than 38 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner (NBE) for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner... Read More Compliance4All 161 Mission Falls Lane, Suite 216, Fremont, CA 94539, USA. Toll Free: +1-800-447-9407 Fax: 302 288 6884 www.compliance4all.com | Unsubscribe Copyright © 2017 compliance4All. All rights reserved. [...] Content analysis details: (2.4 points, 3.0 required) pts rule name description ---- ---------------------- -------------------------------------------------- 0.0 URIBL_BLOCKED ADMINISTRATOR NOTICE: The query to URIBL was blocked. See http://wiki.apache.org/spamassassin/DnsBlocklists#dnsbl-block for more information. [URIs: compliance4all.com] -0.0 SPF_PASS SPF: sender matches SPF record 0.8 BAYES_50 BODY: Bayes spam probability is 40 to 60% [score: 0.4932] 0.7 MIME_HTML_ONLY BODY: Message only has text/html MIME parts 0.0 HTML_MESSAGE BODY: HTML included in message -0.1 DKIM_VALID_AU Message has a valid DKIM or DK signature from author's domain 0.1 DKIM_SIGNED Message has a DKIM or DK signature, not necessarily valid -0.1 DKIM_VALID Message has at least one valid DKIM or DK signature 1.0 FROM_EXCESS_BASE64 From: base64 encoded unnecessarily X-Spam-Flag: NO <=21DOCTYPE html PUBLIC =22-//W3C//DTD XHTML 1=2E0 Transitional//EN=22 =22h= ttp://www=2Ew3=2Eorg/TR/xhtml1/DTD/xhtml1-transitional=2Edtd=22> <=21--=5Bif gte mso 9=5D> <=21=5Bendif=5D--><=21--=5Bif = mso=5D> <=21=5Bendif=5D-->
<=21-- = Header -->
<=21-- Logo -->
3D=22Logo=22<= /a>
<=21-- End Logo --> 		V= iew Online
<=21-- End Header -->
<=21-- Layout 18 = (Image and text block with button) -->
Live Webinar
How Should You Prepare for a BSA Regulatory Examination
REGISTER NOW= =21
This webinar will discuss ways you can prepare for the regu= latory examination by reviewing your previous examination or audit reports,= available work-papers related to the examinations, and management's respon= ses to identified BSA issues=2E
<=21-- End Layout 18 (Image and text block with = button) --><=21-- Layout 18 (Image and text block with button) -->
Date: Tuesday, May 29, 2018
Time: 10:00 AM PDT = =7C 01:00 PM EDT
Duration: 60 Minutes<= br /> Instructor: Thomas No= llner
Overview:
The BSA examination process is intended to a= ssess the effectiveness of a financial institution's BSA compliance program= and the institution's compliance with the regulatory requirements related = to the BSA=2E A regulatory examination should cover a review of the risk ma= nagement process, an analysis of the institution's independent testing syst= em, a detailed and thorough of the BSA compliance program, transaction test= ing where appropriate, a specific review of the suspicious activity identif= ication, monitoring, and reporting systems, and a review of IT systems used= in the BSA process=2E Read more=2E=2E=2E
<=21-- End Layout 18 (Image and text block with = button) --><=21-- Layout 12 (Image - left, text - right) -->
<=21-- image cont= ent -->
Who Will Bene= fit:
  • Direc= tors of the Institution
  • Manag= ers of the Institution
  • Risk = Managers
  • BSA O= fficers
  • Compl= iance Officers
  • Audit= Staff
  • BSA S= taff
<=21-- end image cont= ent --><=21-- spacer -->
=
<=21-- end spacer -->= <=21-- text content -->
About Speaker= :
Thomas Nolln= er
Banking AML/= CFT Consultant, Various International Consultant Firms
Thom= as Nollner, has more than 38 years of experience in financial inst= itution supervision and consulting=2E Mr=2E Nollner spent 30 years as a Nat= ional Bank Examiner (NBE) for the Comptroller of the Currency where he was = a safety and soundness examiner and a compliance examiner=2E=2E=2E Read More
<=21-- end text conte= nt -->
<=21-- End Layout 12 (Image - left, text - right= ) --><=21-- Layout 22 (Gallery) -->
Compliance4All
161 Mission Falls Lane, Suite 216, Fremont, CA 94539, USA= =2E
Tol= l Free: +1-800-447-9407
Fax: 302 288 6884
www=2Ecompliance4all=2Ecom = =7C Unsubscribe
<=21-- Layout 22 (Gallery) -->
<=21-- Footer -->
Copyright © 2017 compliance4All=2E = All rights reserved=2E
<=21-- End Footer -->